REGULATORY & COMPLIANCE

As part of our commitment to provide you with transparency in our operations, and to fulfill our disclosure obligations, we are providing the following documents related to our relationship with you, and the services we provide.


Client Relationship Summary (CRS), ADV Part 3

The items discussed in the relationship summary are designed to promote effective communication between investment advisors and investors.

Download Client Relationship Summary (pdf)
Updated 3/26/2021. Item: V20169670

 

Advisor Agreement

An agreement to retain and appoint Vector Wealth Management to provide investment advisory services to you.

Download Advisor Agreement (pdf)
Updated 6/18/2020. Item: V20170671

 

Privacy POLICY

We take the privacy of your personal information very seriously.

Download Privacy Policy (pdf)
Updated 4/2/2020. Item: V20093618

 

Form ADV Part 2A

Discloses important information about our services. You can also find this document at www.adviserinfo.sec.gov

Download ADV Part 2A (pdf)
Updated 3/18/2024 Item: V24073106_2

 

Form ADV Part 2B

Discloses required information about our advisory staff.

Download ADV Part 2B (pdf) | Attribution Statement
Updated 9/20/2024 Item: V24264165

 

Disclosure Statements

SNS Financial Group LLC, dba Vector Wealth Management is a registered investment adviser.

Disclosure Statement (webpage & podcast)

 

Options Disclosure Document

Prior to buying or selling an option, investors must read a copy of the Characteristics and Risks of Standardized Options, also known as the options disclosure document (ODD). It explains the characteristics and risks of exchange traded options.

Options Disclosure Document (pdf)

 

Vector Advisor & Team Directory

Please notify us immediately regarding any changes in your situation that may affect your financial condition, investment objectives or risk tolerance. Thank you for placing your trust and confidence in Vector.

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